Jamie
Since we are addressing advice to those seeking certification, I think it best to recount my earliest experience with auditors, something that shaped how I approach both auditing and how I conduct my day-to-day tasks. Many years ago, during the first audit I experienced, I met an auditor that was attentive, interested in our business and our people, and explained his methods at every step of the process. Being a first audit, it was tense. His approach not only made it easier, but it allowed me the opportunity to relax and focus on the process, what we would take away from it as much as whether we would pass. I was still new to management, still learning how to build and support a team, naturally the experience left a mark.
The second auditor arrived for our continuation audit. He was focused on himself, interested in ensuring that we knew how important he was, how extensive his qualifications were, and how dependent we were on him. Needless to say, it was a very tense audit. We learned nothing of value and came through it feeling like the whole process was a scam.
Soon after, I reached out to our first auditor for some advice on correcting items found during the second audit. He again approached the situation with a focus on us, not himself, and on learning about our experience with the most recent auditor, even advised us on how to give feedback to LRQA, our certification body at the time.
This experience shaped me forever after. Now, when I am addressing someone regarding performance, or if I am auditing a task, I reflect on how I felt, how the difference in the approaches made for drastic changes in my responses. Understanding the situation is not about me, it is about honest reflection and constructive feedback for those being evaluated, it is about letting them know where they succeed, and instead of showing them failures opening up their understanding to an opportunity for improvement and development. In short, if you want to be a great auditor, audit for the benefit of those affected. Use it as an opportunity to build others up. Be honest, only through honest evaluation can improvements be made, but do it with care and concern for the future of those involved in the process.
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Steven Kimbell
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